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AU-1
Audit and Accountability
Rev 5
Policy and Procedures
CCI Identifiers (33)
CCI-000117
Develop and document an organization-level; mission/business process-level; and/or system-level audit and accountability policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance.
CCI-000118
The organization disseminates a formal, documented, audit and accountability policy to elements within the organization having associated audit and accountability roles and responsibilities.
CCI-000119
Review and update the current audit and accountability policy on an organization-defined frequency.
CCI-000120
Develop and document procedures to facilitate the implementation of the audit and accountability policy and associated audit and accountability controls.
CCI-000121
The organization disseminates formal, documented, procedures to elements within the organization having associated audit and accountability roles and responsibilities.
CCI-000122
Review and update the current audit and accountability procedures on an organization-defined frequency.
CCI-001569
Defines the frequency on which the current audit and accountability policy will be reviewed and updated.
CCI-001570
Defines the frequency on which the current audit and accountability procedures will be reviewed and updated.
CCI-001831
The organization documents an audit and accountability policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance.
deprecated
CCI-001832
Disseminate the organization-level; mission/business process-level; and/or system-level audit and accountability policy to organization-defined personnel or roles.
CCI-001833
The organization documents procedures to facilitate the implementation of the audit and accountability policy and associated audit and accountability controls.
deprecated
CCI-001834
Disseminate to organization-defined personnel or roles procedures to facilitate the implementation of the audit and accountability policy and associated audit and accountability controls.
CCI-001835
The organization defines the frequency on which it will review the audit and accountability policy.
deprecated
CCI-001836
The organization defines the frequency on which it will update the audit and accountability policy.
deprecated
CCI-001837
The organization reviews the audit and accountability policy on an organization-defined frequency.
deprecated
CCI-001838
The organization updates the audit and accountability policy on an organization-defined frequency.
deprecated
CCI-001839
The organization defines the frequency on which it will review the audit and accountability procedures.
deprecated
CCI-001840
The organization defines the frequency on which it will update the audit and accountability procedures.
deprecated
CCI-001841
The organization reviews the audit and accountability procedures on an organization-defined frequency.
deprecated
CCI-001842
The organization updates the audit and accountability procedures on an organization-defined frequency.
deprecated
CCI-001930
Defines the personnel or roles to whom the organization-level; mission/business process-level; and/or system-level audit and accountability policy is to be disseminated.
CCI-001931
Defines the personnel or roles to whom the audit and accountability procedures are to be disseminated.
CCI-003799
Develop and document an organization-level; mission/business process-level; and/or system-level audit and accountability policy that is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines.
CCI-003800
Designate an organization-defined official to manage the development and documentation of the audit and accountability policy.
CCI-003801
Designate an organization-defined official to manage the dissemination of the audit and accountability policy.
CCI-003802
Designate an organization-defined official to manage the development and documentation of the audit and accountability procedures.
CCI-003803
Designate an organization-defined official to manage the dissemination of the audit and accountability procedures.
CCI-003804
Defines the official designated for managing the development, documentation, and dissemination of the audit and accountability policy.
CCI-003805
Defines the official designated for managing the development, documentation, and dissemination of the audit and accountability procedures.
CCI-003806
Review and update the current audit and accountability policy following organization-defined events.
CCI-003807
Defines the events following reviewing and updating the current audit and accountability policy.
CCI-003808
Review and update the current audit and accountability procedures following organization-defined events.
CCI-003809
Defines the events following reviewing and updating the current audit and accountability procedures.
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